Explainable AI for Financial Compliance and Risk Management
Transforming complex regulatory and financial challenges into transparent, auditable solutions powered by advanced artificial intelligence
CompAIance delivers the first explainable AI platform specifically designed for regulated financial institutions, providing transparency and auditability that legacy systems fundamentally cannot achieve
Discover How AI Can Transform Your Compliance Strategy
ABOUT
Our Story
CompAIance emerged from a fundamental insight: the financial services industry needs AI solutions that explain their decisions as clearly as they execute them. Founded in 2024, our company was born from the recognition that regulatory compliance and risk management represent perfect applications for explainable artificial intelligence.
Leadership Team
Our founding team brings together decades of experience in regulated technology environments with cutting-edge expertise in machine learning and artificial intelligence. Douglas Jamieson, our founder, has over thirty years of management and engineering experience across Fortune 500 companies including Symantec, Cisco Systems, Adobe, and Science Applications International Corporation. His background includes an MBA in finance and proven expertise in implementing technical compliance solutions in highly regulated industries.
Jack Jamieson, our co-founder, provides specialized machine learning research and due diligence for developing our patent portfolio and designing the technical architecture that enables our explainable AI approach to regulatory compliance.
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Our Approach
We believe that artificial intelligence in regulated industries must meet a higher standard than conventional AI applications. Our systems incorporate retrieval-augmented generation, chain-of-thought reasoning, and comprehensive audit trail generation to ensure that every decision made by our AI can be understood, verified, and defended to regulators and auditors.
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Intellectual Property
Our competitive advantage rests on a foundation of proprietary technology protected by four non-provisional patent applications filed with the United States Patent and Trademark Office. These patents cover our core methodologies for generating machine-auditable financial reports using retrieval-augmented large language models, as well as innovative approaches to rate optimization, stress testing, and liquidity analytics.
Market Validation
Our approach has been validated through rigorous evaluation by industry experts. CompAIance was selected as one of six finalists in the highly competitive Curinos × CoMotion FinTech Incubator, confirming strong strategic alignment between our solutions and critical market needs in the financial services sector.
TECHNOLOGY
Innovative Solutions
RegAutomate™ - Regulatory Compliance Automation
RegAutomate represents our flagship solution for transforming general ledger data into machine-auditable, regulator-ready XBRL filings. This AI-first platform addresses the high-stakes challenge where mid-size banks face rising regulatory complexity while current tools provide only seventy percent accuracy with extensive manual effort.
Our system targets eighty-five percent accuracy with ninety-five percent time reduction compared to manual processes. RegAutomate achieves this through advanced retrieval-augmented generation and chain-of-thought reasoning that provides explainability competitors fundamentally cannot retrofit into legacy architectures. The platform satisfies emerging regulatory requirements including Federal Reserve SR 24-1 and SAFE AI Act mandates for transparency and auditability in automated systems.
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RegAutomate transforms the traditional compliance workflow from a labor-intensive, error-prone manual process into an intelligent, transparent system that provides complete audit trails for every mapping decision. Financial institutions can finally achieve both operational efficiency and regulatory compliance without compromise.
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StressSense™ - Intelligent Stress Testing and Scenario Analysis
StressSense provides advanced stress testing capabilities that help financial institutions understand their resilience under various economic scenarios. Our platform combines sophisticated scenario modeling with explainable AI to deliver insights that risk management teams can confidently present to regulators and board members.
The system generates comprehensive stress test results while maintaining complete transparency into the modeling assumptions and calculation methodologies. This explainability proves crucial when institutions need to defend their risk management approaches during regulatory examinations or board presentations.
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StressSense integrates seamlessly with existing risk management workflows while providing the transparency and auditability that modern regulatory environments require. Financial institutions gain both operational efficiency and regulatory confidence through our intelligent automation of complex stress testing processes.
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LiquidityPulse™ - Dynamic Liquidity Risk Analytics
LiquidityPulse delivers real-time liquidity risk monitoring and analytics that help financial institutions maintain optimal liquidity positions while meeting regulatory requirements. Our platform provides intelligent analysis of deposit flows, funding sources, and liquidity buffers with complete transparency into analytical methodologies.
The system combines advanced analytics with explainable AI to provide insights that treasury and risk management teams can understand, verify, and act upon with confidence. LiquidityPulse transforms complex liquidity management from reactive monitoring into proactive, intelligent optimization.
Financial institutions using LiquidityPulse gain both operational efficiency in liquidity management and regulatory confidence through transparent, auditable analytics that clearly explain the reasoning behind every recommendation and alert.
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RateOptix™ - Advanced Rate Optimization and Pricing Intelligence
RateOptix provides sophisticated rate optimization capabilities that help financial institutions make intelligent pricing decisions while maintaining transparency into the analytical processes driving those recommendations. Our platform combines market intelligence with explainable AI to deliver pricing insights that management teams can understand and implement with confidence.
The system analyzes complex market dynamics, competitive positioning, and internal profitability metrics to provide actionable rate optimization recommendations. Unlike black-box pricing tools, RateOptix maintains complete transparency into the factors influencing every pricing recommendation, enabling institutions to make informed decisions with full understanding of the underlying analytics.
RateOptix transforms rate management from reactive adjustments into proactive, intelligent optimization that balances profitability objectives with competitive positioning and regulatory considerations.
BENEFITS
Our Advantages
Operational Excellence Through Intelligent Automation
CompAIance solutions deliver dramatic improvements in operational efficiency while maintaining the transparency and auditability that regulated institutions require. Our clients typically experience ninety-five percent reductions in processing time for complex regulatory and analytical tasks, while achieving higher accuracy rates than manual processes.
The efficiency gains extend beyond simple time savings to include improved resource allocation, reduced error rates, and enhanced consistency across complex financial processes. Teams can focus on strategic analysis and decision-making rather than manual data processing and validation.
Regulatory Confidence Through Explainable AI
Our explainable AI approach provides financial institutions with the regulatory confidence they need to adopt advanced automation technologies. Every decision made by our systems includes complete audit trails that explain the reasoning, data sources, and analytical methodologies involved.
This transparency proves invaluable during regulatory examinations, board presentations, and internal audit processes. Institutions can confidently defend their use of AI-powered systems because they can explain exactly how those systems reach their conclusions.
Competitive Advantage Through Advanced Technology
CompAIance solutions provide sustainable competitive advantages through proprietary technology that competitors cannot easily replicate. Our patent-protected methodologies for explainable AI in financial applications create technological moats that strengthen over time.
Financial institutions gain access to cutting-edge AI capabilities while maintaining the transparency and auditability that regulatory environments require. This combination of advanced technology and regulatory compliance creates sustainable competitive positioning in increasingly complex markets.
Scalable Growth Through Modular Architecture
Our modular platform architecture enables financial institutions to implement solutions incrementally while building toward comprehensive AI-powered operations. Clients can begin with specific use cases and expand capabilities as they experience success and build confidence in our approach.
This scalability ensures that investments in CompAIance solutions provide both immediate value and long-term strategic benefit. Financial institutions can transform their operations systematically while maintaining operational continuity and regulatory compliance throughout the transition.
Risk Mitigation Through Transparent Intelligence
CompAIance solutions reduce operational and regulatory risk through transparent, auditable AI systems that provide complete visibility into analytical processes. Our approach eliminates the black-box risks associated with traditional AI implementations while delivering superior performance outcomes.
Financial institutions gain both operational benefits and risk reduction through systems they can understand, verify, and defend. This combination of performance and transparency provides the foundation for sustainable AI adoption in regulated environments.
WELCOME
Welcome to CompAIance, where artificial intelligence meets regulatory excellence. We understand that financial institutions face an unprecedented convergence of challenges: rising regulatory complexity, increasing compliance costs, and new mandates for transparency and explainability in automated systems.
Our mission centers on a fundamental belief that AI in regulated industries must be transparent, auditable, and trustworthy. While traditional vendors offer black-box solutions that obscure decision-making processes, CompAIance provides explainable AI systems that satisfy both operational efficiency requirements and regulatory transparency mandates.
Founded by a team with over thirty years of experience in regulated technology environments, CompAIance combines deep domain expertise with cutting-edge artificial intelligence research. Our approach transforms complex regulatory and financial processes into streamlined, intelligent workflows that provide complete transparency into every decision made by our AI systems.
We serve mid-size financial institutions that demand both operational excellence and regulatory compliance without compromise. Our solutions address the critical gap between advanced AI capabilities and the transparency requirements that regulated industries require for sustainable adoption.